Cease Trade Order Issued For Maritime Equity Fund

first_imgThe Nova Scotia Securities Commission has found Maritime Equity Fund violated Nova Scotia securities laws. Maritime Equity, a Nova Scotia public entity, has not filed continuous disclosure documents such as interim financial statements, annual financial statements or material change reports or paid required filing fees since June 12, 2001. The commission ordered Maritime Equity to comply with Nova Scotia securities laws and ordered all people and companies to permanently cease trading in securities of Maritime Equity, except for registered holders of Maritime Equity units, their executors, administrators, heirs and successors, who redeem units from the balance of Maritime Equity’s funds held by the Department of Finance. The Nova Scotia Securities Commission is the provincial government agency responsible for regulating trading in securities in the province. To view the order, visit www.gov.ns.ca/nssc/compliancenforce/enforproceedings.asp .last_img

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